SEC News

2012-217 Oct. 26, 2012 SEC Charges Denver-Based Insurance Executive with Insider Trading
2012-216 Oct. 26, 2012 SEC Charges Silicon Valley Executive for Role in Galleon Insider Trading Scheme
2012-215 Oct. 22, 2012 SEC Adopts Standards for Risk Management and Operations of Clearing Agencies
2012-214 Oct. 19, 2012 More Than 1,500 Private Fund Advisers Registered With the SEC Since Passage of the Financial Reform Law
2012-213 Oct. 18, 2012 SEC Charges Trio in “.44 Magnum” Investment Scheme
2012-212 Oct. 18, 2012 Hong Kong Firm to Pay $14 Million to Settle Insider Trading Charges
2012-211 Oct. 17, 2012 Andrew Calamari Named Director of New York Regional Office
2012-210 Oct. 17, 2012 SEC Proposes Rules for Security-Based Swap Dealers and Major Security-Based Swap Participants
2012-209 Oct. 17, 2012 SEC Charges Hedge Fund Adviser and Two Executives With Fraud in Continuing Probe of Suspicious Fund Performance

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